SEC Form 4 · accession 0001127602-16-038191
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hector Garcia-Molina
Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2016 | M | 1,430 | $14.02 | A | 6,430 | D | |
| Common Stock | Jan 26, 2016 | M | 1,875 | $19.38 | A | 8,305 | D | |
| Common StockF1 | Jan 26, 2016 | S | 3,305 | $35.00 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $14.02 | Jan 26, 2016 | M | 1,430 | D | — | May 31, 2016 | Common Stock | 1,430 | 5,690 | D |
| Stock OptionF2 | $19.38 | Jan 26, 2016 | M | 1,875 | D | — | May 31, 2017 | Common Stock | 1,875 | 30,000 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.
- F2Options vest 25% annually on anniversary of grant date.