SEC Form 4 · accession 0001127602-15-034890
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — EVP, Gen'l Counsel, Secretary
Period of report
Dec 23, 2015
Accepted (ET)
Dec 24, 2015 · 12:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | M | 50,000 | $21.55 | A | 75,977 | D | |
| Common StockF1,F2 | Dec 23, 2015 | S | 53,477 | $36.957 | D | 22,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $21.55 | Dec 23, 2015 | M | 50,000 | D | — | Jul 1, 2020 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.75 to $37.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Sale of shares pursuant to Rule 10b5-1 Plan adopted on January 29, 2015.
- F3Option vests 25% annually on anniversary of grant date.