SEC Form 4 · accession 0001127602-15-012885
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Safra Catz
Officer — Chief Executive Officer · Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2015 | M | 3,750,000 | $14.57 | A | 3,762,535 | D | |
| Common StockF1,F2 | Mar 27, 2015 | S | 3,750,000 | $42.6162 | D | 12,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $14.57 | Mar 27, 2015 | M | 3,750,000 | D | — | Jul 6, 2016 | Common Stock | 3,750,000 | 250,000 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on January 12, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $42.4250 to $42.9550. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Options vest 25% annually on anniversary of grant date.