SEC Form 4 · accession 0001127602-15-012501
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — SVP, Gen'l Counsel, Secretary
Period of report
Mar 24, 2015
Accepted (ET)
Mar 25, 2015 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2015 | M | 50,000 | $21.04 | A | 62,500 | D | |
| Common Stock | Mar 24, 2015 | M | 50,000 | $21.55 | A | 112,500 | D | |
| Common StockF1,F2 | Mar 24, 2015 | S | 97,500 | $44.0028 | D | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $21.04 | Mar 24, 2015 | M | 50,000 | D | — | Jul 2, 2019 | Common Stock | 50,000 | 0 | D |
| Stock OptionF3 | $21.55 | Mar 24, 2015 | M | 50,000 | D | — | Jul 1, 2020 | Common Stock | 50,000 | 200,000 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 24, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $43.71 to $44.1316 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.