SEC Form 4 · accession 0001140361-18-035334
LAKE SHORE BANCORP, INC. · LSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy Steve Bennett
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | P | 250 | $17.25 | A | 4,250 | I | By IRA |
| Common StockF1 | holding | — | — | — | 7,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.38 | holding | — | — | — | — | Oct 21, 2026 | Common Stock | 8,220 | 8,220 | D |
Explanation of responses
- F1Includes 601 shares of restricted stock which will vest on December 14, 2018 and 1,548 shares of restricted stock which will vest in two equal annual installments. The first installment will vest on August 12, 2018.
- F2Stock options vest at a rate of 20% per year commencing on October 21, 2017.