SEC Form 4 · accession 0001140361-16-075575
LAKE SHORE BANCORP, INC. · LSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary P Winger
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2016 | M | 2,299 | $11.50 | A | 14,201 | D | |
| Common StockF1 | Aug 8, 2016 | S | 2,299 | $13.42 | D | 11,902 | D | |
| Common Stock | holding | — | — | — | 1,600 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $11.50 | Aug 8, 2016 | M | 2,299 | D | — | Nov 14, 2016 | Common Stock | 2,299 | 6,450 | D |
Explanation of responses
- F1Includes 715 shares of restricted stock which will vest in four equal annual installments. The first installment will vest on August 12, 2016. Includes 1,186 shares of restricted stock which vest on December 16, 2016.
- F2Options are fully vested.