SEC Form 4 · accession 0001732716-26-000014
Bridgewater Bancshares Inc · BWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jayne Crocker
Director
Period of report
Jul 30, 2026
Accepted (ET)
Aug 3, 2026 · 6:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001341317
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2026 | M | 31 | $7.47 | A | 210,012 | D | |
| Common Stock | Jul 30, 2026 | S | 11 | $21.215 | D | 210,001 | D | |
| Common Stock | Jul 31, 2026 | M | 39,958 | $7.47 | A | 249,959 | D | |
| Common Stock | Jul 31, 2026 | F | 14,575 | $20.48 | D | 235,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buyF1,F2 | $7.47 | Jul 30, 2026 | M | 31 | D | — | Sep 30, 2027 | Common Stock | 31 | 91,071 | D |
| Option to buyF1,F2 | $7.47 | Jul 31, 2026 | M | 39,958 | D | — | Sep 30, 2027 | Common Stock | 39,958 | 51,113 | D |
| Option to buyF1,F3 | $12.92 | holding | — | — | — | — | Dec 6, 2029 | Common Stock | 20,250 | 20,250 | D |
| Option to buyF1,F4 | $17.50 | holding | — | — | — | — | Feb 1, 2032 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- F2Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- F3Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
- F4Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.