SEC Form 4 · accession 0001732712-26-000004
Bridgewater Bancshares Inc · BWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas L. Place
Officer — CHIEF BANKING OFFICER
Period of report
Jun 5, 2026
Accepted (ET)
Jun 8, 2026 · 5:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001341317
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2026 | S | 4,688 | $19.275 | D | 139,622 | D | |
| Common Stock | Jun 8, 2026 | M | 12,500 | $7.47 | A | 152,122 | D | |
| Common Stock | holding | — | — | — | 7,500 | I | By Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| option to buyF1,F2 | $7.47 | Jun 8, 2026 | M | 12,500 | D | — | Sep 30, 2027 | Common Stock | 12,500 | 127,500 | D |
| option to buyF1,F3 | $12.92 | holding | — | — | — | — | Dec 6, 2029 | Common Stock | 21,000 | 21,000 | D |
| option to buyF1,F4 | $17.50 | holding | — | — | — | — | Feb 1, 2032 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- F2Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- F3Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
- F4Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.