SEC Form 4 · accession 0001179110-18-013842
Bridgewater Bancshares Inc · BWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D. Shellberg
Officer — EVP and Chief Credit Officer · Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341317
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | G | 10,000 | $0.00 | D | 182,000 | D | |
| Common Stock | holding | — | — | — | 4,835 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 238,025 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 304,890 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported involved a gift by the reporting person of 10,000 shares of common stock to a charitable donor advised fund.
- F2Shares of common stock are held by Mr. Shellberg as co-trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses shared voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.