SEC Form 4 · accession 0001179110-18-013730
Bridgewater Bancshares Inc · BWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S. Johnson
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341317
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 10, 2018 | S | 5,000 | $11.4139 | D | 76,750 | I | By Trust |
| Common StockF3 | holding | — | — | — | 76,750 | I | By Trust | |
| Common Stock | holding | — | — | — | 10,417 | I | By Spouse IRA | |
| Common Stock | holding | — | — | — | 50,416 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.37 to $11.45, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Shares of common stock are held by Mr. Johnson as co-trustee of the James S. Johnson Trust, dated May 28, 2015. Mr. Johnson possesses shared voting and investment power with respect to the shares of common stock held under the James S. Johnson Trust dated May 28, 2015.
- F3Shares of common stock are held by Mr. Johnson as co-trustee of the Jolynn Johnson Trust dated May 28, 2015. Mr. Johnson possesses shared voting and investment power with respect to the shares of common stock held under the Jolynn Johnson Trust dated May 28, 2015.