SEC Form 4 · accession 0001209191-16-156151
ChemoCentryx, Inc. · CCXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Petrus Bekker
Officer — Chief Medical Officer
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 2,044 | $6.90 | A | 55,638 | D | |
| Common Stock | Dec 16, 2016 | S | 2,044 | $8.90 | D | 53,594 | D | |
| Common Stock | Dec 16, 2016 | M | 6,668 | $6.00 | A | 60,262 | D | |
| Common StockF2 | Dec 16, 2016 | S | 6,668 | $8.6875 | D | 53,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F3 | $6.00 | Dec 16, 2016 | M | 4,168 | D | Feb 17, 2009 | Feb 17, 2019 | Common Stock | 4,168 | 10,000 | D |
| Stock Option (right to buy)F4,F3 | $6.00 | Dec 16, 2016 | M | 2,500 | D | Jul 28, 2009 | Jul 28, 2019 | Common Stock | 2,500 | 0 | D |
| Stock Option (right to buy)F4,F3 | $6.90 | Dec 16, 2016 | M | 2,044 | D | Aug 4, 2011 | Aug 4, 2021 | Common Stock | 2,044 | 37,221 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $8.50 to $9.00 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3As of December 16, 2016 and prior to this transaction, the option fully vested.
- F4Not applicable.