SEC Form 4 · accession 0001209191-16-107465
ChemoCentryx, Inc. · CCXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Markus J. Cappel
Officer — Chief Bus. Officer & Treasurer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340652
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 7, 2016 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Stock Option (right to buy)F3,F4 | $3.57 | Mar 7, 2016 | A | 65,000 | A | — | Mar 7, 2026 | Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.
- F2The restricted stock units vest in three equal installments on January 1, 2017, January 1, 2018, and January 1, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.
- F3Not applicable.
- F4The option was granted on March 7, 2016. 25% of the total number of shares of common stock subject to the option will vest on January 1, 2017, and 1/48th of the total number of shares of common stock subject to the option will vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.