SEC Form 4 · accession 0001209191-15-046804
ChemoCentryx, Inc. · CCXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Tyree
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2015 | M | 27,027 | $0.00 | A | 27,027 | D | |
| Common StockF3 | May 22, 2015 | S | 12,703 | $7.4465 | D | 14,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | May 21, 2015 | A | 11,795 | A | — | — | Common Stock | 11,795 | 11,795 | D |
| Restricted Stock UnitsF4,F6 | — | May 22, 2015 | M | 27,027 | D | — | — | Common Stock | 27,027 | 0 | D |
Explanation of responses
- F1Shares were acquired upon vesting of restricted stock units awarded on May 22, 2014.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover estimated taxes due upon vesting of restricted stock units.
- F3Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.30 to $7.6052 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.
- F5100% of the restricted stock units will vest on May 21, 2016, subject to the Reporting Person's continued service to the Company on such date. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.
- F6100% of the restricted stock units vested on May 22, 2015. Vested shares will be delivered to the Reporting Person within thirty (30) days following the vesting date.