SEC Form 4 · accession 0001340127-19-000048
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Guadagno
Officer — SVP, Marketing
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2019 | S | 1,090 | $23.96 | D | 70,685 | D | |
| Common StockF3,F4,F2 | Feb 15, 2019 | S | 2,509 | $23.71 | D | 68,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F2Includes 62,946 shares of common stock subject to unvested restricted stock units.
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2018.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.47 to $23.91, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.