SEC Form 4 · accession 0001340127-19-000043
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2019 | F | 6,399 | $0.00 | D | 595,668 | D | |
| Common StockF3,F2 | Feb 15, 2019 | S | 7,998 | $23.76 | D | 587,670 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
- F2Includes 255,310 shares of common stock subject to unvested restricted stock units.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.45 to $23.93, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.