SEC Form 4 · accession 0001340127-19-000004
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 28, 2019 | F | 4,555 | $0.00 | D | 511,322 | D | |
| Common StockF3,F4,F2 | Jan 29, 2019 | S | 10,353 | $27.56 | D | 500,969 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
- F2Includes 168,609 shares of common stock subject to unvested restricted stock units.
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2018.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.27 to $27.99, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.