SEC Form 4 · accession 0001340127-18-000177
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 19, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 3, 2018 | F | 11,112 | $0.00 | D | 536,963 | D | |
| Common StockF3,F2 | Dec 14, 2018 | S | 13,888 | $26.50 | D | 523,075 | D | |
| Common StockF1,F4 | Dec 17, 2018 | F | 3,199 | $0.00 | D | 519,876 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
- F2Includes 190,715 shares of common stock subject to unvested restricted stock units.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.10 to $26.83, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F4Includes 183,517 shares of common stock subject to unvested restricted stock units.