SEC Form 4 · accession 0001340127-18-000173
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Guadagno
Officer — SVP, Marketing
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2018 | S | 640 | $27.95 | D | 63,734 | D | |
| Common StockF3,F4,F2 | Dec 3, 2018 | S | 1,160 | $28.28 | D | 62,574 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F2Includes 58,327 shares of common stock subject to unvested restricted stock units.
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2018.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.02 to $29.15, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.