SEC Form 4 · accession 0001340127-18-000128
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepak Mohan
Officer — SVP Products annd Engineering
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 20, 2018 | S | 605 | $39.00 | D | 52,899 | D | |
| Common StockF3,F2 | Sep 21, 2018 | S | 1,323 | $39.25 | D | 51,576 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F2Includes 51,576 shares of common stock subject to unvested restricted stock units
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018, as amended on August 7, 2018.