SEC Form 4 · accession 0001340127-18-000092
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Folger
Officer — Chief Financial Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 5, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 31, 2018 | S | 8,531 | $38.80 | D | 258,890 | D | |
| Common StockF4,F5 | Jun 4, 2018 | S | 11,180 | $38.50 | D | 247,710 | D | |
| Common StockF4,F6 | Jun 5, 2018 | S | 11,464 | $37.55 | D | 236,246 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2018.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.50 to $39.25, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F3Includes 218,730 shares of common stock subject to unvested restricted stock units.
- F4Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F5Includes 193,730 shares of common stock subject to unvested restricted stock units.
- F6Includes 168,730 shares of common stock subject to unvested restricted stock units.