SEC Form 4 · accession 0001340127-18-000060
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Folger
Officer — Chief Financial Officer
Period of report
Jun 15, 2016
Accepted (ET)
May 1, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 15, 2016 | S | 4,500 | $9.54 | D | 269,330 | D | |
| Common StockF4,F5 | Apr 27, 2018 | S | 1,909 | $31.05 | D | 267,421 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.51 to $9.57, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2Includes 225,170 shares of common stock subject to unvested restricted stock units.
- F3Reflects the proper amount owned by the reporting person as of April 26, 2018.
- F4Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F5Includes 218,730 shares of common stock subject to unvested restricted stock units.