SEC Form 4 · accession 0001340127-18-000014
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra Hudson
Officer — Chief Accounting Officer
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2018 | S | 1,013 | $21.15 | D | 31,074 | D | |
| Common StockF1,F3 | Feb 13, 2018 | S | 611 | $20.61 | D | 30,463 | D | |
| Common StockF4,F5,F3 | Feb 13, 2018 | S | 2,354 | $20.90 | D | 28,109 | D | |
| Common StockF4,F3 | Feb 14, 2018 | S | 1,404 | $24.75 | D | 26,705 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F2Includes 28,720 shares of common stock subject to restricted stock units.
- F3Includes 26,705 shares of common stock subject to restricted stock units.
- F4Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.60 to $21.05, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.