SEC Form 4 · accession 0001340127-18-000006

Carbonite Inc · CARB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Accounting Officer

Period of report

Feb 2, 2018

Accepted (ET)

Feb 5, 2018 · 5:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001340127

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Feb 2, 2018	M	3,125	$10.40	A	41,497	D
Common Stock^F3,F2	Feb 2, 2018	S	3,125	$24.30	D	38,372	D
Common Stock^F4	Feb 2, 2018	S	2,127	$23.70	D	36,245	D
Common Stock^F5,F4	Feb 5, 2018	S	4,158	$23.58	D	32,087	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$10.40	Feb 2, 2018	M	3,125	D	Jan 28, 2015	Oct 28, 2024	Common Stock	3,125	6,250	D

F1Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.
F2Includes 38,372 shares of common stock subject to restricted stock units.
F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.
F4Includes 32,087 shares of common stock subject to restricted stock units.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.25 to $23.65, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.