SEC Form 4 · accession 0001340127-17-000137
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2017 | G | 35,000 | $0.00 | D | 521,528 | D | |
| Common StockF2,F3 | Dec 4, 2017 | S$0 | 11,762 | $0.00 | D | 509,766 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 300,514 shares of common stock subject to unvested restricted stock units.
- F2Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F3Includes 275,514 shares of common stock subject to unvested restricted stock units.