SEC Form 4 · accession 0001340127-17-000130
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S. Mellinger
Officer — SVP, Sales
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2017 | S | 2,487 | $22.31 | D | 77,287 | D | |
| Common StockF3,F2 | Nov 9, 2017 | S | 5,013 | $22.00 | D | 72,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units
- F2Includes 66,706 shares of common stock subject to unvested restricted stock units.
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.