SEC Form 4 · accession 0001340127-17-000119
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra Hudson
Officer — Chief Accounting Officer
Period of report
Sep 29, 2017
Accepted (ET)
Sep 29, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | M | 1,563 | $10.40 | A | 39,935 | D | |
| Common StockF2,F1 | Sep 29, 2017 | S | 1,563 | $22.05 | D | 38,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.40 | Sep 29, 2017 | M | 1,563 | D | Jan 28, 2015 | Oct 28, 2024 | Common Stock | 1,563 | 9,375 | D |
Explanation of responses
- F1Includes 38,372 shares of common stock subject to restricted stock units.
- F2Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.