SEC Form 4 · accession 0001340127-17-000105
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S. Mellinger
Officer — SVP, Sales
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2017 | S | 2,489 | $21.65 | D | 84,785 | D | |
| Common StockF3,F4,F2 | Aug 7, 2017 | S | 5,011 | $20.74 | D | 79,774 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F2Includes 74,206 shares of common stock subject to unvested restricted stock units.
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.50 to $21.25, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.