SEC Form 4 · accession 0001340127-16-000262
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Sep 5, 2016
Accepted (ET)
Dec 14, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 5, 2016 | F | 8,939 | $14.25 | D | 562,205 | D | |
| Common StockF3 | Dec 5, 2016 | F | 11,763 | $17.95 | D | 550,442 | D | |
| Common StockF3 | Dec 13, 2016 | G | 28,000 | $0.00 | D | 522,442 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
- F2Includes 400,000 shares of common stock subject to unvested restricted stock units.
- F3Includes 375,000 shares of common stock subject to unvested restricted stock units.