SEC Form 4 · accession 0001340127-16-000257
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffry Flowers
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 18, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 15, 2016 | S | 5,504 | $18.18 | D | 123,284 | I | By Trust |
| Common StockF4,F2,F3 | Nov 17, 2016 | S | 29,996 | $18.55 | D | 93,288 | I | By Trust |
| Common StockF4,F2,F5 | Nov 17, 2016 | S | 20,000 | $18.55 | D | 17,360 | I | By Trust |
| Common Stock | holding | — | — | — | 22,241 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.01 to $18.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Reflects corrections made in the Form 4/A filed on November 18, 2016 to reflect the proper amounts owned by Trust.
- F3These shares are owned by the Jeffry C. Flowers Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.45 to $18.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5These shares are owned by the Laurie R. Flowers Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.