SEC Form 4/A · accession 0001340127-16-000256
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffry Flowers
Director
Period of report
Jun 1, 2016
Accepted (ET)
Nov 18, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | A | 13,241 | $0.00 | A | 22,241 | D | |
| Common StockF1,F2 | holding | — | — | — | 261,789 | I | By Trust | |
| Common StockF1,F3 | holding | — | — | — | 78,359 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total reflects various gift transactions reported on Form 4 filed on November 18, 2016.
- F2These shares are owned by the Jeffry C. Flowers Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F3These shares are owned by the Laurie R. Flowers Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.