SEC Form 4 · accession 0001340127-16-000236
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra Hudson
Officer — Chief Accounting Officer
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 1,564 | $10.40 | A | 36,784 | D | |
| Common StockF1,F2 | Oct 28, 2016 | S | 1,564 | $16.74 | D | 35,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.40 | Oct 28, 2016 | M | 1,564 | D | Jan 28, 2015 | Oct 28, 2024 | Common Stock | 1,564 | 12,499 | D |
Explanation of responses
- F1Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016.
- F2Includes 35,220 shares of common stock subject to restricted stock units.