SEC Form 4 · accession 0001340127-16-000231
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffry Flowers
Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 12, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | S | 43,660 | $14.42 | D | 160,367 | D | |
| Common StockF1,F2 | Sep 7, 2016 | S | 12,936 | $14.42 | D | 38,522 | I | By Spouse |
| Common StockF3 | Sep 8, 2016 | S | 10,340 | $14.58 | D | 150,027 | D | |
| Common StockF3,F2 | Sep 8, 2016 | S | 3,064 | $14.58 | D | 35,458 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.19 to $14.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2These shares are owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.46 to $14.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.