SEC Form 4 · accession 0001340127-16-000202
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Mar 3, 2016
Accepted (ET)
Jun 9, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 3, 2016 | F | 8,113 | $8.07 | D | 579,257 | D | |
| Common StockF3 | Jun 6, 2016 | F | 8,113 | $9.81 | D | 571,144 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
- F2Includes 450,000 shares of common stock subject to unvested restricted stock units.
- F3Includes 425,000 shares of common stock subject to unvested restricted stock units.