SEC Form 4 · accession 0001340127-16-000111
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Guadagno
Officer — SVP, Marketing
Period of report
Jan 7, 2016
Accepted (ET)
Jan 19, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 7, 2016 | A | 20,512 | $0.00 | A | 20,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 4 equal annual installments beginning on January 11, 2017 and will be settled on each applicable vest date in shares of the issuer's common stock
- F2Includes 20,512 shares of common stock subject to unvested restricted stock units.