SEC Form 4 · accession 0001340127-16-000097
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohamad Ali
Officer — CEO and President · Director
Period of report
Dec 3, 2015
Accepted (ET)
Jan 7, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 3, 2015 | F | 32,500 | $9.05 | D | 427,500 | D | |
| Common StockF4 | Jan 4, 2016 | S | 22,630 | $9.62 | D | 404,870 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
- F2Includes 360,000 shares of common stock subject to unvested restricted stock units.
- F3Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F4Includes 310,000 shares of common stock subject to unvested restricted stock units.