SEC Form 4 · accession 0001209191-15-070981
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danielle Sheer
Officer — Vice President;General Counsel
Period of report
Sep 14, 2015
Accepted (ET)
Sep 16, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | M | 1,200 | $1.31 | A | 43,250 | D | |
| Common Stock | Sep 14, 2015 | S | 1,200 | $11.50 | D | 42,050 | D | |
| Common StockF2,F3 | Sep 14, 2015 | S | 361 | $11.45 | D | 41,689 | D | |
| Common StockF1,F3 | Sep 16, 2015 | S | 733 | $11.43 | D | 40,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $1.31 | Sep 14, 2015 | M | 1,200 | D | Sep 10, 2009 | Sep 10, 2019 | Common Stock | 1,200 | 9,113 | D |
Explanation of responses
- F1Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2015.
- F2Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- F3Includes 35,957 shares of common stock subject to unvested restricted stock units.