SEC Form 4 · accession 0001209191-15-056829
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra Hudson
Officer — Chief Accounting Officer
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 24, 2015 | M | 95 | $6.63 | A | 17,776 | D | |
| Common Stock | Jun 24, 2015 | M | 937 | $5.15 | A | 18,713 | D | |
| Common Stock | Jun 24, 2015 | S | 1,032 | $12.00 | D | 17,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $6.63 | Jun 24, 2015 | M | 95 | D | Oct 17, 2012 | Oct 17, 2022 | Common Stock | 95 | 0 | D |
| Common Stock | $5.15 | Jun 24, 2015 | M | 937 | D | Oct 20, 2010 | Oct 20, 2020 | Common Stock | 937 | 0 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2015.