SEC Form 4 · accession 0001140361-17-024897
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra Hudson
Officer — Chief Accounting Officer
Period of report
Jun 12, 2017
Accepted (ET)
Jun 13, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2017 | S | 661 | $21.10 | D | 39,729 | D | |
| Common StockF3,F2 | Jun 13, 2017 | S | 1,357 | $21.35 | D | 38,372 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2Includes 38,372 shares of common stock subject to restricted stock units.
- F3Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016.