SEC Form 4 · accession 0001140361-17-019150
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepak Mohan
Officer — SVP Products and Engineering
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2017 | A | 19,900 | $0.00 | A | 19,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of restrict stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 4 equal annual installments beginning on February 21, 2018 and will be settled on each applicable vest date in shares of the issuer's common stock.
- F2Includes 19,900 shares of common stock subject to unvested restricted stock units.