SEC Form 4 · accession 0001140361-17-017966
Carbonite Inc · CARB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra Hudson
Officer — Chief Accounting Officer
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2017 | M | 1,562 | $10.40 | A | 41,952 | D | |
| Common StockF1,F2 | Apr 28, 2017 | S | 1,562 | $21.70 | D | 40,390 | D | |
| Common StockF1,F2 | May 2, 2017 | M | 625 | $10.32 | A | 41,015 | D | |
| Common StockF1,F2 | May 2, 2017 | S | 625 | $21.90 | D | 40,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.40 | Apr 28, 2017 | M | 1,562 | D | Jan 28, 2015 | Oct 28, 2024 | Common Stock | 1,562 | 9,375 | D |
| Stock Option (Right to Buy) | $10.32 | May 2, 2017 | M | 625 | D | Aug 1, 2013 | May 1, 2023 | Common Stock | 625 | 0 | D |
Explanation of responses
- F1Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016.
- F2Includes 40,390 shares of common stock subject to restricted stock units.