SEC Form 4 · accession 0001340122-18-000037
Calumet Specialty Products Partners, L.P. · CLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ferdinand William Grube
Officer — Executive Vice Chairman of BOD · Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340122
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | Mar 7, 2018 | A | 10,800 | A | — | — | Common Units | 10,800 | 10,800 | D |
Explanation of responses
- F1Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
- F2Phantom Units vest on March 7, 2021. Phantom Units will be settled upon vesting.