SEC Form 4 · accession 0001340122-17-000128
Calumet Specialty Products Partners, L.P. · CLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David West Griffin
Officer — EVP and CFO
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | Jul 31, 2017 | P | 3,000 | $5.21 | A | 49,252 | D | |
| Common Units | Aug 1, 2017 | P | 2,100 | $5.20 | A | 51,352 | D | |
| Common UnitsF3 | Aug 2, 2017 | P | 3,000 | $5.1708 | A | 54,352 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017.
- F2The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.125 to $5.25, inclusive. The reporting person undertakes to provide to Calumet Specialty Products Partners, L.P., any security holder of Calumet Specialty Products Partners, L.P., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.20, inclusive. The reporting person undertakes to provide to Calumet Specialty Products Partners, L.P., any security holder of Calumet Specialty Products Partners, L.P., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.