SEC Form 4/A · accession 0001340122-16-000304
Calumet Specialty Products Partners, L.P. · CLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
A Anderson William
Officer — EVP - Sales
Period of report
Nov 7, 2016
Accepted (ET)
Nov 14, 2016 · 8:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Nov 7, 2016 | P | 14,500 | $3.40 | A | 39,892 | D | |
| Common UnitsF1 | Nov 7, 2016 | P | 1,490 | $3.395 | A | 3,550 | I | See Footnote |
| Common UnitsF2 | Nov 7, 2016 | P | 740 | $3.395 | A | 2,800 | I | See Footnote |
| Common UnitsF3 | Nov 7, 2016 | P | 1,440 | $3.375 | A | 3,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units owned by William A. Anderson's ("Mr. Anderson") son. Mr. Anderson disclaims beneficial ownership of these units, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of the reported units for purposes of Section 16 or for any another purpose.
- F2Units owned by Mr. Anderson's daughter. Mr. Anderson disclaims beneficial ownership of these units, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of the reported units for purposes of Section 16 or for any another purpose.
- F3Units owned by Mr. Anderson's son. Mr. Anderson disclaims beneficial ownership of these units, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of the reported units for purposes of Section 16 or for any another purpose.