SEC Form 4/A · accession 0001340122-16-000198
Calumet Specialty Products Partners, L.P. · CLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy Go
Officer — Chief Executive Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 25, 2016 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001340122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Unit | Apr 21, 2016 | M | 3,830 | $0.00 | A | 3,830 | D | |
| Common UnitF1 | Apr 21, 2016 | F | 1,223 | $0.00 | D | 2,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common UnitF2,F3 | — | Apr 1, 2016 | A | 15,320 | A | — | — | Common Unit | 15,320 | 15,320 | D |
| Common UnitF2,F3 | — | Apr 21, 2016 | M | 3,830 | D | — | — | Common Unit | 3,830 | 11,490 | D |
Explanation of responses
- F1The reporting person elected to surrender 1,223 common units to satisfy tax withholding liabilities upon delivery of common units in accordance with Rule 16b-3.
- F2Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
- F325% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.