SEC Form 4 · accession 0001209191-15-043029
aTYR PHARMA INC · LIFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Farah Champsi
10% Owner
Daniel Janney
10% Owner
Guy P Nohra
10% Owner
Alta Partners VIII, L.P.
10% Owner
Alta Partners Management VIII, LLC
10% Owner
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 12, 2015 | C | 1,685,758 | — | A | 1,685,758 | D | |
| Common StockF4,F5,F3 | May 12, 2015 | C | 92,306 | — | A | 1,778,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Redeemable Convertible Preferred StockF3,F1,F2 | — | May 12, 2015 | C | 3,600,000 | D | — | — | Common Stock | 452,595 | 0 | D |
| Series B-2 Redeemable Convertible Preferred StockF3,F1,F2 | — | May 12, 2015 | C | 4,320,173 | D | — | — | Common Stock | 543,136 | 0 | D |
| Series C Redeemable Convertible Preferred StockF3,F1,F2 | — | May 12, 2015 | C | 4,361,703 | D | — | — | Common Stock | 548,356 | 0 | D |
| Series D Redeemable Convertible Preferred StockF3,F1,F2 | — | May 12, 2015 | C | 1,126,866 | D | — | — | Common Stock | 141,671 | 0 | D |
| Series E Redeemable Convertible Preferred StockF3,F4,F5 | — | May 12, 2015 | C | 893,655 | D | — | — | Common Stock | 92,306 | 0 | D |
Explanation of responses
- F1The aggregate number of shares of Issuer's Preferred Stock held by the Reporting Person converted into Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date. These shares converted into Common Stock on a 1-for-7.95413 basis.
- F2Reflects a 1-for-7.95413 stock conversion of the Issure's Preferred Stock into Common Stock which became effective immediately prior to the closing of the Issuer's initial public offering.
- F3The shares of Preferred Stock are held of record by Alta Partners VIII, L.P. ("APVIII"). Alta Partners Management VIII, LLC ("APMVIII") is the general partner of APVIII. Guy Nohra, Daniel Janney and Farah Champsi are managing directors of APMVIII and exercise shared voting and investment power with respect to the shares owned by APVIII. Each of the Reporting Persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.
- F4The aggregate number of shares of Issuer's Preferred Stock held by the Reporting Person converted into Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date. These shares converted into Common Stock on a 1-for-9.6814 basis.
- F5Reflects a 1-for 9.6814 stock conversion of the Issuer's Preferred Stock into Common Stock which became effective immediately prior to the closing of the Issuer's initial public offering.