SEC Form 4 · accession 0000904454-15-000286
aTYR PHARMA INC · LIFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jesse I Treu
10% Owner
James C Blair
Director · 10% Owner
Nicole Vitullo
10% Owner
Brian H Dovey
10% Owner
Kathleen K Schoemaker
10% Owner
Brian K Halak
10% Owner
Domain Partners VIII, L.P.
10% Owner
Period of report
May 12, 2015
Accepted (ET)
May 12, 2015 · 9:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4,F5,F6,F7 | May 12, 2015 | C | 1,807,820 | — | A | 1,807,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF2,F4,F5,F6,F1 | — | May 12, 2015 | C | 12,143,933 | D | — | — | Common Stock | 1,526,745 | 0 | D |
| Series D Preferred StockF2,F4,F5,F6,F1 | — | May 12, 2015 | C | 1,506,901 | D | — | — | Common Stock | 189,449 | 0 | D |
| Series E Preferred StockF3,F4,F5,F6,F1 | — | May 12, 2015 | C | 887,073 | D | — | — | Common Stock | 91,626 | 0 | D |
Explanation of responses
- F1All outstanding Preferred Stock automatically converted into Common Stock immediately prior to the closing of the Issuer's initial public offering for no additional consideration. The Preferred Stock had no expiration date.
- F2These shares converted into Common Stock on a 1-for-7.95413 basis.
- F3These shares converted into Common Stock on a 1-for-9.6814 basis.
- F4The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of One Palmer Square Associates VIII, LLC, the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- F5As managing members of the sole general partner of DP VIII Associates, L.P., each Reporting Owner listed below may also be deemed to indirectly beneficially own 13,414 shares of Common Stock held by DP VIII Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by DP VIII Associates, L.P., however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- F6As managing members of Domain Associates, LLC, each Reporting Owner listed below may also be deemed to indirectly beneficially own 6,286 shares of Common Stock held by Domain Associates, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by Domain Associates, LLC, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- F7James C. Blair also directly beneficially owns 6,286 shares of Common Stock.