SEC Form 4 · accession 0001209191-19-006866
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DeDe Lea
Officer — EVP, Global Government Affairs
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 31, 2019 | M | 1,832 | — | A | 33,596 | D | |
| Class B Common StockF2 | Jan 31, 2019 | F | 707 | $29.42 | D | 32,889 | D | |
| Class B Common Stock | holding | — | — | — | 1,159 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F1 | — | Jan 31, 2019 | M | 1,832 | D | — | — | Class B Common Stock | 1,832 | 5,499 | D |
Explanation of responses
- F1These shares were issued on January 31, 2019 upon vesting of the first of four equal annual installments of Restricted Share Units ("RSUs") that were granted on January 31, 2018. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.
- F2These shares were withheld by Viacom to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.
- F3Granted under the Viacom Inc. 2016 Long-Term Management Incentive Plan for no consideration.