SEC Form 4 · accession 0001209191-19-006837
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Nelson
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 31, 2019 | M | 5,236 | — | A | 29,568 | D | |
| Class B Common StockF2 | Jan 31, 2019 | A | 142 | — | A | 29,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | — | Jan 31, 2019 | A | 5,948 | A | — | — | Class B Common Stock | 5,948 | 5,948 | D |
| Restricted Share UnitsF3,F1 | — | Jan 31, 2019 | M | 5,236 | D | — | — | Class B Common Stock | 5,236 | 0 | D |
Explanation of responses
- F1These shares were issued on January 31, 2019 upon the vesting of Restricted Share Units ("RSUs") that were granted on January 31, 2018. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share.
- F2These shares were issued in respect of dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting.
- F3Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration.
- F4These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.