SEC Form 4 · accession 0001209191-17-034686
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christa A Dalimonte
Officer — EVP, General Counsel & Secy
Period of report
May 20, 2017
Accepted (ET)
May 23, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | May 20, 2017 | M | 683 | — | A | 1,364 | D | |
| Class B Common StockF2 | May 20, 2017 | F | 281 | $35.20 | D | 1,083 | D | |
| Class B Common StockF3 | May 21, 2017 | M | 444 | — | A | 1,527 | D | |
| Class B Common StockF2 | May 21, 2017 | F | 183 | $35.20 | D | 1,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF4,F1 | — | May 20, 2017 | M | 683 | D | — | — | Class B Common Stock | 683 | 1,366 | D |
| Restricted Share UnitsF4,F3 | — | May 21, 2017 | M | 444 | D | — | — | Class B Common Stock | 444 | 444 | D |
Explanation of responses
- F1These shares were issued on May 20, 2017 upon vesting of the second of four equal annual installments of Restricted Share Units ("RSUs") that were granted on May 20, 2015. On the date of vesting, the most recent closing price of the Class B Common Stock on The NASDAQ Global Select Market was $35.20 per share.
- F2These shares were withheld by Viacom to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.
- F3These shares were issued on May 21, 2017 upon vesting of the third of four equal annual installments of RSUs that were granted on May 21, 2014. On the date of vesting, the most recent closing price of the Class B Common Stock on The NASDAQ Global Select Market was $35.20 per share.
- F4Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of January 1, 2011, for no consideration.