SEC Form 4 · accession 0001209191-17-012087
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Mills
Officer — EVP and CAO
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Feb 15, 2017 | M | 7,283 | $22.70 | A | 21,392 | D | |
| Class B Common StockF2 | Feb 15, 2017 | S | 7,283 | $44.2287 | D | 14,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $22.70 | Feb 15, 2017 | M | 7,283 | D | — | Jun 3, 2017 | Class B Common Stock | 7,283 | 0 | D |
Explanation of responses
- F1Includes 309 shares of Class B Common Stock acquired by the executive officer in connection with a dividend reinvestment program exempt from Section 16(a).
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.2278 to $44.23, inclusive. The director undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of December 2, 2008, for no consideration.
- F4Current.